Do you know what are the most effective controls for broker-dealer cybersecurity programs?
Now more than ever, broker-dealer firms rely on their technology infrastructure to power the services their advisors and clients demand and deliver the efficiencies the firm requires. Additionally, the cyber landscape presents a regular number of security challenges requiring robust preparedness. As a result, broker-dealer firms face cybersecurity mandates from the Financial Industry Regulatory Authority (FINRA).
Additionally, the cyber landscape presents a regular number of security challenges requiring robust preparedness. Some of these obstacles are routinely faced by all sectors, while others are unique to the brokerage sector.
From malware and ransomware to account takeovers and imposter websites, this guide presents the most damaging and most prevalent cybersecurity threats faced by FINRA firms.
This free guide also reveals the cybersecurity programs and controls needed for firms to evaluate their current alignment according to their risk profile, business model, and scale of operations.
Balancing business initiatives with security and technology can seem challenging, particularly for broker-dealer firms without an internal team of cybersecurity experts, but Coretelligent can help. We offer our expertise and robust cybersecurity solutions to solve challenges of the highly regulated financial services industry. In addition, we have years of experience working with broker-dealer firms and other firms like hedge funds, venture capital, and family offices. As a result, we understand the pain points these firms face in the digital world and have the solutions—from compliance and cybersecurity to growth and business transformation—to solve them.
Discover how best to balance business initiatives for your broker-dealer firm with cybersecurity, compliance, and technology by downloading out free guide.